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Reference
C11
last modified
28.04.2003
Title
EC/JAPAN COOPERATION IN HIGHER EDUCATION
JO/budget line
Directorate
Education and Culture
Contents

1. BACKGROUND
Following the EU/Japan joint declaration of 1991 EU/ Japan relations have developed steadily and continue to grow closer, resulting in the establishment of mutual links across the whole spectrum of relations. In 2002 a new decade of Japan-Europe Co-operation was launched and an action plan ("Shaping our common future" EU-Japan Agenda for Cooperation) was adopted. People to people co-operation is identified as one of the four pillars of this new era of co-operation and reckons the importance of strengthening links and exchanges between EU and Japan in the academic world.
The G8 Education Ministers and the Member of the European Commission responsible for Education met in Tokyo in April 2000 and supported the chair's summary which stated that they, confirming their determination to make every effort to promote international exchanges of students, teachers, researchers and administrators, agreed to a) explore ways to substantially increase the overall level of exchange among G8 countries and with other countries, with the goal of doubling the rate of mobility over the next ten years, and b) share the experience of international mobility models like Erasmus and UMAP and encourage further development of networks for educational exchange.
In 2001, the Commission adopted a Communication on reinforcing cooperation with third countries in the field of higher education where it argues that systematic international co-operation can contribute to increased quality in higher education in Europe as well as in partner third countries; co-operation at Community level adds value to bilateral education arrangements between third countries and individual Member States. The debates held and the conclusions adopted by the European Parliament and the Council confirmed the analysis of the Communication.
Against these backgrounds, the European Community and Japan launch a joint call for proposals for one or two multilateral, student-centred project/s with the potential to serve as a model for future substantive and long-lasting structural EU/Japan cooperation in higher education.
This call is launched pursuant to article 13 of the decision adopting the Socrates programme1 in the EU.

2. WHO IS ELIGIBLE FOR FUNDING AND WHAT IS THE MINIMUM NUMBER OF PARTNERS IN A PROJECT?
The project should bring together a consortium composed of at least three higher education institutions from three of the countries participating in the Socrates programme2 (hereinafter "European institutions"), one of which at least must be from an EC Member State, and three higher education institutions from Japan.
For the purpose of this call:
“higher education institution” means any establishment according to the applicable laws or practices which offers qualifications or diplomas at the higher education level, whatever such establishment may be called.

3. WHAT IS THE DURATION OF THE PROJECT AND WHAT TYPES OF ACTIVITIES MAY BE SUPPORTED?
The pilot project will be funded for three years.
The main purpose of the project will be to set up a framework for student mobility at postgraduate (Masters) level but the project may include upper undergraduate (3rd year or higher) level students.
The pilot project should have the following components:
Joint study programme
European and Japan higher education institutions should propose a joint programme including a student exchange scheme leading to the award of a diploma at postgraduate (Masters) level, and an undergraduate degree in case of undergraduate student participation, by each participating institution.
Participating countries include
- The fifteen Member States of the European Community;
- the EFTA/EEA countries: Iceland, Liechtenstein, Norway;
- the accession candidate countries:
- the associated countries from Central and Eastern Europe: Bulgaria, the Czech Republic, Estonia, Hungary, Latvia, Lithuania, Poland, Romania, Slovakia and Slovenia;
- Cyprus and Malta.

The programme for students from countries participating in the Socrates programme ("European students") will involve a period of study in a European institution other than the home institution together with a period of study in at least one Japanese higher education institution.
Student mobility
The pilot project should target postgraduate (Master) level students and undergraduate (3rd year or higher) level students. Participation in this programme should lead to a diploma.
Student mobility numbers: Between 30 and 50 students will be exchanged between each side during the pilot project term as whole. Student flows should be balanced both in numbers and duration.
Length of study: European and Japanese students should spend a minimum period of one academic semester (or five calendar months) and a maximum of 1 academic year (or 10 calendar months) in Japanese and European institutions respectively.
European students should spend a study period of minimum 2 weeks in one of the other European institutions as part of their programme.
Japanese students will have to spend a period of study in two of the participating European institutions as part of the programme.
Agreements on tuition and fees: Students studying abroad will pay tuition and fees at their home institution and should incur no additional payments to the host institution abroad. This includes fees for tuition, registration, examinations, and the use of library and laboratory facilities.
Recognition of periods of study and training: Study at the host institution abroad should be recognised as part of the home programme. Credit recognition arrangements based on ECTS (European Credit Transfer system) and UCTS (UMAP Credit Transfer Scheme) are therefore indispensable.
Provision for student services: Partner institutions will provide the appropriate hosting services to help students' involvement in the study programme on the same basis as for home students.
Student selection: The responsibility and arrangements concerning student selection rest with European and Japanese institutions participating in the project. The proposal must indicate the mechanisms envisaged for student selection.
Preparation for mobility: Appropriate measures should be taken in order to prepare students for mobility, including, as required, language and cultural preparation.
During the first year project activities should focus on finalising details regarding credit recognition and/or transfer among institutions, fees and tuition waivers, and student's cultural preparation. Details on student selection, provision of student services, programme development and on the administrative infrastructure necessary for the project should also be finalised during the first year. The second phase, consisting of years two and three of the project, centres on student mobility.
Evaluation plan
The project should develop a detailed evaluation plan which states the goals and anticipated outcomes of the project and indicates what qualitative and quantitative indicators will be used to measure the success of the project.

4. THE ACADEMIC FIELDS COVERED BY THE PRESENT CALL
The call will be open to projects from the following fields:
- Engineering and/or Life sciences
- Law
- Business and economics
- Information and Communication Technologies
- Social sciences and Education

5. PROOF OF INSTITUTIONAL COMMITMENT
European and Japan lead institutions should agree with the partners a detailed proposal, including, in particular, a description of the joint programme and provisions for balanced student exchanges, for credit recognition and for tuition and registration fees waivers at the host institution. Each institution must provide written confirmation from senior academic or executive staff (e.g., rector, vice-chancellor, provost, dean, director, or president) of their commitment to respect the terms of the proposal.

6. WHAT FUNDING MAY BE PROVIDED?
In the European participating countries
The European Commission (DG EAC) will provide co-funding of up to 75% of the total cost incurred by the European institutions.
The total funding amount for this three-year project will be up to 300.000 Euros for the European institutions.
This amount will be distributed as follows:
– A minimum of 230.000 Euros will be earmarked for student mobility stipends. Each European exchange student going to Japan will be granted financial aid at an average of 700 Euros per month. A contribution towards the travel cost will be provided at an average of 1000 Euros per student.
– The remaining amount may be used for activities directly related to the programme development and implementation. This amount may include financial support for intra-European student mobility (European students only).
In Japan
The Ministry of Education, Culture, Sports, Science and Technology (MEXT) will support student mobility stipends to each Japanese student participating in the project. The support provided to the project in this manner will be equivalent to the level of funding from the Commission.
Other costs necessary for the programme development and implementation shall be borne by the participating institutions.

7. SUBMITTING A PROPOSAL
The European lead institution and the lead institution in Japan must submit a common proposal both to DG EAC and to Ministry of Education, Culture, Sports, Science and Technology (MEXT). Proposal applications not received by both the Commission and MEXT will not be eligible for funding. All application packets must be postmarked no later than, or delivered in person on 27/06/2003.
7.1. Submission of proposals in Europe
The European lead institution must submit the original and two (2) copies of the European application forms, which include the common proposal. Copies should be stapled and not bound in any way. Proposals sent by FAX or electronic mail will not be accepted. The common proposal submitted to the Commission may be in any of the official languages of the European Community. All copies of supporting documents should be sent by registered mail postmarked no later than 27/06/2003 to:
European Commission
Directorate General for Education and Culture
Martin Westlake, Head of Unit A/5
200, rue de la Loi
B-1049 Brussels
Applications delivered in person, by an authorised representative or private courier service, may be submitted to the secretariat of EAC/A/5 (Rue Belliard 5-7 Office 8/24, B-1040 Brussels, Belgium) no later than 16:00 on 27/06/2003. You should obtain a receipt as proof of submission, signed and dated by the official who took delivery.
For European applicants seeking further information, please contact:
Directorate General for Education and Culture
European Commission
rue de la Loi, 200 (B7 8/20)
B- 1049 Brussels
Tel.: (+32 2) 296 63 19
Fax: (+32 2) 295 57 19
Email: augusto.gonzalez@cec.eu.int

7.2. Submission of proposals in Japan
The Japanese lead institution must submit the original and ten (10) copies of the Japanese application forms. Proposals sent by FAX or electronic mail will not be accepted. All copies of supporting documents should be submitted no later than 27/06/2003 to:
Information Center,
Association of International Education, Japan (AIEJ)
2-79 Aomi, Koto-ku, Tokyo 135-8630
For Japanese applicants seeking further information, please contact:
Manabu Horie Director,
Information Center,
Association of International Education, Japan (AIEJ)
2-79 Aomi, Koto-ku, Tokyo 135-8630
Tel:(+81 3) 5520-6111
Fax: (+81 3 5520-6131)
Email: infosa@aiej.or.jp

8. THE CONTENTS OF A PROPOSAL
The European lead institution and Japanese lead institution must submit proposals that are identical in content to the Commission and MEXT. Please use the application forms provided to this end.
Each proposal must contain the following:
(1) Title Page.
(2) Proposal Narrative.
(a) Joint programme description, including
– The academic content of the programme;
– The academic and administrative responsibility of each European institution in implementing the programme;
– How study abroad will be part of the home programme;
– The expected results and outcome of the project.
(b) Student mobility description, including:
– Student mobility implementation;
–Student selection arrangements agreed by participating institutions;
– Number of students which each institution will send and receive and length of study period;
– Evidence - including letters from each of the participation institutions' authorities - certifying that visiting students will not be charged tuition or fees at the host institution;
– Evidence - including letters from each of the participating institutions' authorities - certifying that arrangements for ensuring full academic credit for a student’s programme of study abroad are assured;
– Services provided to help students;
– Language and cultural preparation as appropriate.
(c) Programme related activities:
– Other activities related to the project, in particular programme development activities (staff meetings, seminars, workshops, etc.);
– Dissemination of outcomes and results;
– Sustainability beyond the funding period;
– Evaluation plans.
(3) Partner Identification Forms.
(4) Personnel Information: Qualifications of all key personnel related to the project (one page).
(5) Budget.
(6) Work Plan.
(7) Student Mobility Chart.
(8) Institutional Commitment Letters.
Prospective European applicants will find the application forms at the following Internet address: http://europa.eu.int/comm/education/callg.html

9. SELECTION AND AWARDING CRITERIA
The financial support will be granted on the basis of the following selection and awarding criteria. The Commission and MEXT reserve the right to request from applicants any additional information, particularly of a budgetary nature, which may be necessary.
9.1. Selection criteria
To be eligible for support under this call, proposals must:
- Be submitted at the latest by the closing date of the call for proposals;
- Comply with all form requirements;
- Propose an activity as described in this call;
- Respect the maximum duration allowed;
- Meet consortium membership requirements;
- Respect funding provisions indicated in this call.
9.2. Awarding criteria
The Commission and MEXT will jointly select the project(s) on the basis of the following awarding criteria, weighted equally:
(1) The overall quality of the design of the proposed project, and in particular
– the quality of the design and implementation mechanisms of the joint programme;
– the quality of the design and implementation provisions concerning student exchanges, including recognition and tuition and registration fee waivers;
(2) The extent to which the balanced involvement of each one of the institutions and their acceptance of the detailed proposal has been clearly established.
(3) The extent to which the budget of the proposal is consistent with the provisions of this call and the objectives of the project.

10. INFORMATION ON THE OUTCOME OF APPLICATIONS
The Commission and MEXT will acknowledge the receipt of all applications submitted as soon as possible after receiving them, and will notify applicants of the outcome of their application when the selection process has been completed (foreseen for the end June 2003).

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